identification assumption
Black Box Causal Inference: Effect Estimation via Meta Prediction
Bynum, Lucius E. J., Puli, Aahlad Manas, Herrero-Quevedo, Diego, Nguyen, Nhi, Fernandez-Granda, Carlos, Cho, Kyunghyun, Ranganath, Rajesh
Causal inference and the estimation of causal effects plays a central role in decision-making across many areas, including healthcare and economics. Estimating causal effects typically requires an estimator that is tailored to each problem of interest. But developing estimators can take significant effort for even a single causal inference setting. For example, algorithms for regression-based estimators, propensity score methods, and doubly robust methods were designed across several decades to handle causal estimation with observed confounders. Similarly, several estimators have been developed to exploit instrumental variables (IVs), including two-stage least-squares (TSLS), control functions, and the method-of-moments. In this work, we instead frame causal inference as a dataset-level prediction problem, offloading algorithm design to the learning process. The approach we introduce, called black box causal inference (BBCI), builds estimators in a black-box manner by learning to predict causal effects from sampled dataset-effect pairs. We demonstrate accurate estimation of average treatment effects (ATEs) and conditional average treatment effects (CATEs) with BBCI across several causal inference problems with known identification, including problems with less developed estimators.
Small Area Estimation of Case Growths for Timely COVID-19 Outbreak Detection
She, Zhaowei, Wang, Zilong, Chhatwal, Jagpreet, Ayer, Turgay
The COVID-19 pandemic has exerted a profound impact on the global economy and continues to exact a significant toll on human lives. The COVID-19 case growth rate stands as a key epidemiological parameter to estimate and monitor for effective detection and containment of the resurgence of outbreaks. A fundamental challenge in growth rate estimation and hence outbreak detection is balancing the accuracy-speed tradeoff, where accuracy typically degrades with shorter fitting windows. In this paper, we develop a machine learning (ML) algorithm, which we call Transfer Learning Generalized Random Forest (TLGRF), that balances this accuracy-speed tradeoff. Specifically, we estimate the instantaneous COVID-19 exponential growth rate for each U.S. county by using TLGRF that chooses an adaptive fitting window size based on relevant day-level and county-level features affecting the disease spread. Through transfer learning, TLGRF can accurately estimate case growth rates for counties with small sample sizes. Out-of-sample prediction analysis shows that TLGRF outperforms established growth rate estimation methods. Furthermore, we conducted a case study based on outbreak case data from the state of Colorado and showed that the timely detection of outbreaks could have been improved by up to 224% using TLGRF when compared to the decisions made by Colorado's Department of Health and Environment (CDPHE). To facilitate implementation, we have developed a publicly available outbreak detection tool for timely detection of COVID-19 outbreaks in each U.S. county, which received substantial attention from policymakers.
Estimation of population size based on capture recapture designs and evaluation of the estimation reliability
You, Yue, van der Laan, Mark, Collender, Philip, Cheng, Qu, Hubbard, Alan, Jewell, Nicholas P, Hu, Zhiyue Tom, Mejia, Robin, Remais, Justin
We propose a modern method to estimate population size based on capture-recapture designs of K samples. The observed data is formulated as a sample of n i.i.d. K-dimensional vectors of binary indicators, where the k-th component of each vector indicates the subject being caught by the k-th sample, such that only subjects with nonzero capture vectors are observed. The target quantity is the unconditional probability of the vector being nonzero across both observed and unobserved subjects. We cover models assuming a single constraint (identification assumption) on the K-dimensional distribution such that the target quantity is identified and the statistical model is unrestricted. We present solutions for linear and non-linear constraints commonly assumed to identify capture-recapture models, including no K-way interaction in linear and log-linear models, independence or conditional independence. We demonstrate that the choice of constraint has a dramatic impact on the value of the estimand, showing that it is crucial that the constraint is known to hold by design. For the commonly assumed constraint of no K-way interaction in a log-linear model, the statistical target parameter is only defined when each of the $2^K - 1$ observable capture patterns is present, and therefore suffers from the curse of dimensionality. We propose a targeted MLE based on undersmoothed lasso model to smooth across the cells while targeting the fit towards the single valued target parameter of interest. For each identification assumption, we provide simulated inference and confidence intervals to assess the performance on the estimator under correct and incorrect identifying assumptions. We apply the proposed method, alongside existing estimators, to estimate prevalence of a parasitic infection using multi-source surveillance data from a region in southwestern China, under the four identification assumptions.